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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee D Polk is a financial advisor with Morgan Stanley. Renee has been in the financial industry since 1997 and has a strong background in providing financial advice to individuals, families, and businesses. Renee has held various positions at several firms including Raymond James & Associates, Inc., Wells Fargo Advisors, LLC, RBC Capital Markets Corporation, U.S. Bancorp Piper Jaffray Inc., Dain Rauscher Incorporated, and Piper Jaffray Inc. before joining Morgan Stanley. Renee is a highly experienced financial advisor with a deep understanding of the financial markets. Renee holds the Series 63, 65, 7, 9, 10, 24, 52TO, 53, and the SIE licenses. Renee is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/14/2021 - Present
Morgan Stanley (PURCHASE NY)
FL
09/13/2016 - 03/26/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
04/12/2012 - 09/02/2016
MORGAN STANLEY (PURCHASE NY)
MO
09/12/2008 - 05/23/2011
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MN
07/25/2000 - 08/26/2008
RBC CAPITAL MARKETS CORPORATION (MINNEAPOLIS MN)
MN
05/30/2000 - 07/25/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
03/02/1998 - 04/17/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
02/03/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
04/30/1996 - 01/23/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 12/31/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/23/1997
Series 4 - Registered Options Principal Examination
BC
Issued 05/14/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/07/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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