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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee Armstrong is a financial advisor with over 20 years of experience in the industry. Renee is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has previously worked with firms such as Wells Fargo Clearing Services, LLC, RBC Capital Markets, LLC, and Morgan Stanley. Renee holds a variety of licenses and certifications, including Series 3, 7, 10, 31, 63, 65, 99TO and SIE. Renee is a registered Investment Advisor in DC, MD, TX and VA. Renee's areas of specialization include fixed income, equities, mutual funds, variable products, and annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
08/07/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WASHINGTON DC)
MD
04/16/2018 - 06/21/2022
WELLS FARGO CLEARING SERVICES, LLC (BETHESDA MD)
MD
08/12/2013 - 04/17/2018
RBC CAPITAL MARKETS, LLC (BALTIMORE MD)
VA
06/01/2009 - 11/01/2012
MORGAN STANLEY (MCLEAN VA)
DC
10/09/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
VA
07/01/2003 - 09/22/2008
WACHOVIA SECURITIES, LLC (GLEN ALLEN VA)
NY
12/01/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/04/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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