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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee Anne Brabb is a financial advisor with over 16 years of experience in the industry. Renee is currently registered with UBS Financial Services Inc. and has previously worked for Fidelity Brokerage Services LLC, Charles Schwab & Co., Inc., The Huntington Investment Company, NatCity Investments, Inc., Fifth Third Securities, Inc. and Banc One Securities Corporation. Renee's expertise includes portfolio management, financial planning, and investment consulting. Renee has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
10/28/2020 - Present
UBS Financial Services Inc. (OMAHA NE)
NE
01/24/2018 - 07/21/2020
FIDELITY BROKERAGE SERVICES LLC (OMAHA NE)
IN
05/19/2011 - 02/13/2017
CHARLES SCHWAB & CO., INC. (INDIANAPOLIS IN)
IN
09/29/2005 - 08/02/2006
THE HUNTINGTON INVESTMENT COMPANY (NOBLESVILLE IN)
OH
07/15/2004 - 07/18/2005
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
10/30/2003 - 05/19/2004
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IL
11/25/1998 - 10/19/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 01/05/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/17/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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