Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rene? Claim Your ProfileRene Farrington is a financial advisor with LPL Financial LLC. Rene is registered with FINRA and the state of New York and has been in the financial industry since 2003. Rene is also registered with the state of New Jersey and Texas. Before joining LPL Financial LLC, Rene was employed by Cambridge Investment Research, Inc. and AXA Advisors, LLC. Rene has a strong background in financial planning, portfolio management, and investment advisory services. Rene also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/14/2021 - Present
LPL Financial LLC (ALBANY NY)
NY
11/16/2012 - 11/12/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (ALBANY NY)
NY
01/03/2003 - 11/28/2012
AXA ADVISORS, LLC (CLIFTON PARK NY)
BOTH
Issued 03/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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