Unclaimed
Rene Obregon is a registered representative with Deutsche Bank Securities Inc. Rene has been in the securities industry since 2001. Rene is licensed to sell securities in all 50 states and the District of Columbia. Rene has a Series 7, Series 24, Series 63 and Series 99TO licenses. Rene previously worked at NUMIS SECURITIES INC., BEAR, STEARNS & CO. INC., COLLINS STEWART INC. and ING FINANCIAL MARKETS LLC. Rene's current firm, Deutsche Bank Securities Inc., is a full-service investment bank that provides a wide range of financial services to institutional and individual clients. Deutsche Bank Securities Inc. provides research, investment banking, brokerage, and asset management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
06/17/2024 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
07/13/2005 - 06/14/2024
NUMIS SECURITIES INC. (NEW YORK NY)
NY
10/28/2003 - 06/03/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/18/2003 - 10/10/2003
COLLINS STEWART INC. (NEW YORK NY)
NY
04/30/2001 - 07/11/2003
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
10/19/2000 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
BC
Issued 11/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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