Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rene? Claim Your ProfileRene Frank Ornelas is a financial advisor at LPL Financial LLC. Rene has been in the financial industry since 1999. Rene is registered in Pennsylvania and has passed the Series 7, Series 63, Series 31, and Series 65 exams. In addition to working with LPL Financial LLC, Rene also provides investment advisory services through Independent Advisor Alliance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/26/2024 - Present
LPL Financial LLC (NEW CASTLE PA)
CA
09/21/2009 - 11/30/2010
NRP FINANCIAL, INC. (VICTORVILLE CA)
CA
06/03/2005 - 09/22/2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (VICTORVILLE CA)
NY
10/01/1999 - 06/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 08/23/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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