Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rene? Claim Your ProfileRene Antonio Moreno is a financial advisor registered with FHN Financial Securities Corp. Rene has been in the financial services industry since February 1, 2007. Rene holds the following licenses: Series 7, Series 50, Series 52, Series 63, Series 7TO and the SIE exam. Rene is currently registered to offer securities in Arizona and Texas. Rene has previously worked at CREWS & ASSOCIATES, INC., HILLTOP SECURITIES INC., PIPER JAFFRAY & CO. and RBC CAPITAL MARKETS CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
05/16/2022 - Present
FHN Financial Securities Corp. (Scottsdale AZ)
AZ
12/18/2020 - 05/17/2022
CREWS & ASSOCIATES, INC. (Scottsdale AZ)
AZ
04/16/2018 - 10/27/2020
HILLTOP SECURITIES INC. (PHOENIX AZ)
AZ
02/20/2013 - 04/23/2018
PIPER JAFFRAY & CO. (PHOENIX AZ)
AZ
10/15/2002 - 12/23/2008
RBC CAPITAL MARKETS CORPORATION (PHOENIX AZ)
BC
Issued 12/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 02/19/2013
Series 52 - Municipal Securities Representative Examination
BC
Issued 10/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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