Unclaimed
Rene Antonio Dierkes is a financial advisor with Raymond James & Associates, Inc. Rene has been in the industry since March 15, 1988 and has experience with Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Kidder, Peabody & Co. Incorporated and J. B. Hanauer & Co.. Rene has held various roles throughout their career and is currently registered as a registered representative in New Jersey and Texas. Rene also holds the Series 7, Series 63 and Series 65 licenses and has passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/13/2019 - Present
Raymond James & Associates, Inc. (MORRISTOWN NJ)
NJ
06/01/2009 - 07/05/2019
MORGAN STANLEY (SHORT HILLS NJ)
NJ
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WESTFIELD NJ)
MD
08/06/1990 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
12/05/1988 - 08/10/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NJ
06/16/1988 - 11/25/1988
J. B. HANAUER & CO. (PARSIPPANY NJ)
NA
07/21/1987 - 10/29/1987
DOMESTIC ARBITRAGE GROUP, INC.
IA
Issued 03/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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