Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rene? Claim Your ProfileRene A. Fonseca is a financial advisor who has been active in the financial services industry for over 13 years. Rene is currently registered with LPL Financial LLC in Boca Raton, FL. Prior to joining LPL Financial LLC, Rene was employed with CUNA BROKERAGE SERVICES, INC. and NYLIFE SECURITIES LLC. Rene holds the Series 7, 63, 65 and 66 securities licenses, as well as the SIE. Rene specializes in providing financial planning, portfolio management, and investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/19/2022 - Present
LPL Financial LLC (Boca Raton FL)
FL
01/06/2022 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Boca Raton FL)
FL
12/01/2020 - 01/05/2022
NYLIFE SECURITIES LLC (PALM BEACH GARDENS FL)
FL
11/27/2007 - 06/23/2008
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
IA
Issued 01/12/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/09/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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