Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renae? Claim Your ProfileRenae Spehn is a financial advisor registered with RBC Capital Markets, LLC, and has been in the industry since 1994. Renae is currently registered in Minnesota and has previously held registrations in other states. Renae has a Series 7, Series 63, Series 52TO, and SIE licenses. Previous employment experience includes Merrill Lynch, Pierce, Fenner & Smith Incorporated, American Enterprise Investment Services Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Ameriprise Financial Services, Inc., Wells Fargo Brokerage Services, L.L.C., Wells Fargo Institutional Securities, LLC, Piper Jaffray & Co., and U.S. Bancorp Investments, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
02/19/2016 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
10/20/2014 - 02/16/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYZATA MN)
MN
10/05/2011 - 09/30/2014
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MN
06/01/2009 - 10/03/2011
MORGAN STANLEY SMITH BARNEY (MINNEAPOLIS MN)
MN
03/17/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MINNEAPOLIS MN)
MN
09/17/2007 - 03/10/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
01/24/2007 - 06/14/2007
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NC
01/24/2007 - 06/14/2007
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (CHARLOTTE NC)
MN
12/15/1993 - 08/24/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
12/08/2001 - 12/31/2003
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
IA
Issued 02/12/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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