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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rena? Claim Your ProfileRena Tomlinson-yamanouchi is a financial advisor who has been in the industry since 2006. Rena is currently registered with Morgan Stanley in California, Hawaii and Texas. She holds a variety of licenses and registrations, including Series 7, 9, 10 and 66. She also holds the Securities Industry Essentials (SIE) exam. Prior to joining Morgan Stanley, Rena worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rena specializes in providing investment advice to individuals, corporations and other businesses, as well as charitable organizations, insurance companies, investment companies and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (San Francisco CA)
HI
03/24/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HONOLULU HI)
HI
02/08/2006 - 03/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HONOLULU HI)
BOTH
Issued 01/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/21/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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