Unclaimed
Remy Dou is a financial advisor with Cambridge Investment Research Advisors, Inc. located in Coral Gables, Florida. Remy Dou has been in the financial services industry since 2011. Remy Dou has been registered with Cambridge Investment Research Advisors, Inc. since November 2020. Remy Dou is also registered with the following states: California, District of Columbia, Florida, Georgia, Idaho, Indiana, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, Tennessee, Texas, Utah, Virginia and Wisconsin. Remy Dou holds the Series 66, SIE and Series 7 securities licenses. Remy Dou is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
11/02/2020 - Present
Cambridge Investment Research Advisors, Inc. (Coral Gables FL)
FL
03/05/2013 - 11/04/2020
MML INVESTORS SERVICES, LLC (Coral Gables FL)
FL
02/13/2012 - 10/15/2012
SIGNATOR INVESTORS, INC. (MIAMI FL)
FL
06/03/2011 - 01/03/2012
JHS CAPITAL ADVISORS, INC. (COCONUT GROVE FL)
BOTH
Issued 03/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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