Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Remus? Claim Your ProfileRemus Gaga is a financial professional with over 30 years of experience in the industry. Remus has held positions at several firms, including Cowen and Company, Int'l Fillmore Advisors LLC and Stonex Financial Inc.. Remus is currently registered with Apex Clearing Corp. in Dallas, TX. Remus holds Series 7, 24, 55, 57TO, 62, and 63 licenses. Remus is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/31/2024 - Present
Apex Clearing Corp. (DALLAS TX)
GA
07/22/2021 - 11/16/2023
INTL FILLMORE ADVISORS LLC (ALPHARETTA GA)
GA
06/25/2020 - 11/16/2023
STONEX FINANCIAL INC. (ALPHARETTA GA)
NY
05/31/2017 - 06/24/2020
COWEN AND COMPANY (NEW YORK NY)
NY
04/02/2004 - 12/31/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NJ
08/08/2003 - 05/03/2004
SONIC TECHNOLOGIES LLC (ISELIN NJ)
CT
11/08/2000 - 08/14/2003
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
CT
09/09/1998 - 12/31/2000
WIT CAPITAL CORPORATION (OLD GREENWICH CT)
NY
04/20/1994 - 08/01/1997
FLEET BROKERAGE SECURITIES, INC. (NEW YORK NY)
NE
03/16/1993 - 03/31/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
07/01/1992 - 12/02/1993
HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)
BC
Issued 07/06/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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