Unclaimed
Remick Landon Ham is a financial advisor with over 20 years of experience in the industry. Remick is currently registered with LPL Financial LLC and has previously been registered with Cambridge Investment Research, Inc., TCFG WEALTH MANAGEMENT, LLC and Investment Centers of America, Inc. Remick has experience providing financial advice to individuals, corporations, businesses, trusts, estates, and retirement plans. Remick is a Registered Representative with the Financial Industry Regulatory Authority (FINRA) and is also a licensed investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/09/2022 - Present
LPL Financial LLC (EL PASO TX)
NM
03/01/2018 - 12/20/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Alamogordo NM)
NM
09/28/2017 - 03/01/2018
TCFG WEALTH MANAGEMENT, LLC (Alamogordo NM)
NM
10/08/2004 - 09/28/2017
INVESTMENT CENTERS OF AMERICA, INC. (ALAMOGORDO NM)
MO
03/27/2001 - 10/11/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 08/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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