Unclaimed
Remer Griner has been in the financial industry since 1999. Remer Griner is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Remer Griner is a licensed advisor and has a number of registrations, licenses, and certifications in the financial industry. Remer Griner is registered in 53 states and is active in both Broker-Dealer and Investment Advisor capacities. Remer Griner has extensive experience in the financial industry with previous employment with PRUCO SECURITIES, LLC., MUTUAL OF OMAHA INVESTOR SERVICES, INC., ALLSTATE FINANCIAL SERVICES, LLC and LINCOLN BENEFIT FINANCIAL SERVICES, INC. Remer Griner has an impressive list of licenses including Series 6, 7, 9, 10, 26, 51, 63 and 65 and holds the SIE designation. Remer Griner is a licensed securities professional who is well-equipped to help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
SC
02/03/2009 - 10/26/2012
PRUCO SECURITIES, LLC. (MT. PLEASANT SC)
SC
03/09/2005 - 12/16/2008
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CHARLESTON SC)
NE
10/29/1998 - 09/01/2004
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
IL
07/02/1998 - 10/29/1998
LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)
IA
Issued 6/8/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/1/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/27/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/12/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/3/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 7/1/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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