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Remer W Griner

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Remer W Griner

Remer Griner has been in the financial industry since 1999. Remer Griner is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Remer Griner is a licensed advisor and has a number of registrations, licenses, and certifications in the financial industry. Remer Griner is registered in 53 states and is active in both Broker-Dealer and Investment Advisor capacities. Remer Griner has extensive experience in the financial industry with previous employment with PRUCO SECURITIES, LLC., MUTUAL OF OMAHA INVESTOR SERVICES, INC., ALLSTATE FINANCIAL SERVICES, LLC and LINCOLN BENEFIT FINANCIAL SERVICES, INC. Remer Griner has an impressive list of licenses including Series 6, 7, 9, 10, 26, 51, 63 and 65 and holds the SIE designation. Remer Griner is a licensed securities professional who is well-equipped to help you achieve your financial goals.

Firm Information

Remer Griner is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

2555-2595 W CHANDLER BLVD

CHANDLER, AZ 85224

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Remer Griner’s Registration & Firm History

AZ

01/25/2013 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)

SC

02/03/2009 - 10/26/2012

PRUCO SECURITIES, LLC. (MT. PLEASANT SC)

SC

03/09/2005 - 12/16/2008

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CHARLESTON SC)

NE

10/29/1998 - 09/01/2004

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

IL

07/02/1998 - 10/29/1998

LINCOLN BENEFIT FINANCIAL SERVICES, INC. (NORTHBROOK IL)

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Licenses & Designations

IA

Issued 6/8/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/1/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/27/2014

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 5/12/2014

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 7/24/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/3/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/2012

Series 7 - General Securities Representative Examination

BC

Issued 7/1/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Remer W Griner.
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