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Reinaldo Jorge Alonso-malubay

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Reinaldo Jorge Alonso-malubay

Reinaldo Jorge Alonso-malubay is a financial advisor with over 15 years of experience in the industry. Reinaldo is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with a number of other firms including Cathay Securities, Inc., Network 1 Financial Securities Inc., NYLIFE Securities LLC, Ameriprise Financial Services, Inc., Gunnallen Financial, Inc, MetLife Securities Inc., Metropolitan Life Insurance Company, and Morgan Stanley DW Inc. Reinaldo is a Series 7, Series 66 and SIE licensed financial advisor and specializes in providing financial advice to individuals, businesses, and institutions. Reinaldo has experience working with clients across various industries and has a strong track record of success.

Firm Information

Reinaldo Alonso-malubay is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Reinaldo Alonso-malubay’s Registration & Firm History

NY

04/12/2024 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (FOREST HILLS NY)

NY

09/08/2023 - 12/20/2023

CATHAY SECURITIES, INC. (NEW YORK NY)

NJ

02/11/2022 - 02/08/2023

NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)

NY

09/08/2020 - 05/19/2021

NYLIFE SECURITIES LLC (NEW YORK NY)

FL

05/16/2008 - 12/18/2008

AMERIPRISE FINANCIAL SERVICES, INC. (TAMPA FL)

FL

06/05/2007 - 10/05/2007

GUNNALLEN FINANCIAL, INC (TAMPA FL)

FL

11/09/2005 - 06/08/2007

METLIFE SECURITIES INC. (TAMPA FL)

FL

11/09/2005 - 06/08/2007

METROPOLITAN LIFE INSURANCE COMPANY (TAMPA FL)

NY

01/18/2005 - 10/10/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 10/16/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/08/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/19/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Reinaldo Jorge Alonso-malubay. Review regulatory record here.
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