Unclaimed
Reid Richman is a financial professional with over 20 years of experience in the securities industry. Reid is currently registered with Chimera Securities, LLC. Reid has held previous registrations with firms including Assent LLC, E*TRADE PROFESSIONAL TRADING, LLC, HEARTLAND SECURITIES CORP., and DATEK ONLINE BROKERAGE SERVICES CORP. Reid holds FINRA Series 7, 24, 55, 56, 57TO, and SIE licenses. Reid is also licensed in New York as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2011 - Present
Chimera Securities, LLC (NEW YORK NY)
GA
07/12/2006 - 04/17/2008
ASSENT LLC (ATLANTA GA)
NY
05/06/2003 - 07/28/2004
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NJ
08/10/2001 - 04/17/2003
HEARTLAND SECURITIES CORP. (EDISON NJ)
NJ
04/21/1998 - 01/19/2000
HEARTLAND SECURITIES CORP. (EDISON NJ)
NE
10/11/1996 - 04/21/1998
DATEK ONLINE BROKERAGE SERVICES CORP. (OMAHA NE)
BC
Issued 08/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 08/24/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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