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Reid Franklin Shockley

W & S Brokerage Services, Inc.

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About Reid Franklin Shockley

Reid Franklin Shockley is a financial professional with over 7 years of experience in the securities industry. Reid holds the Series 6 and SIE licenses, and is registered with the state of Ohio. Reid is currently employed at W&S Brokerage Services, Inc., a firm that provides investment advisory services to individuals. W&S Brokerage Services, Inc. has been in business for several years and has a strong track record of providing high-quality financial advice to its clients. Reid is committed to providing his clients with personalized financial advice and helping them reach their financial goals.

Firm Information

Reid Shockley is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Reid Shockley’s Registration & Firm History

OH

11/30/2015 - Present

W&S Brokerage Services, Inc. (Willoughby OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Reid Franklin Shockley.
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