Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rei? Claim Your ProfileRei Hattori is a financial advisor currently registered with Smbc Nikko Securities America, Inc. based in New York, NY. Rei has been in the securities industry since 2017. Rei has passed the Series 7, Series 79, Series 63, Series 79TO, and SIE exams and is licensed in 51 states. Rei previously worked with MUFG Securities Americas Inc. and is currently registered as a registered representative with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/03/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/08/2017 - 09/11/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
BC
Issued 07/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/15/2024
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2018
Series 7 - General Securities Representative Examination
BC
Issued 08/08/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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