Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regis? Claim Your ProfileRegis Xavier Martin is a financial professional with over 8 years of experience in the financial services industry. Regis has a strong background in operations, having earned the Series 99 - Operations Professional Examination, and is currently employed with BNP Paribas Securities Corp. in Jersey City, New Jersey. Previously, Regis held a position with BNP PARIBAS PRIME BROKERAGE, INC. in New York, New York. Regis's expertise and experience make him a valuable asset to clients seeking financial guidance and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
02/19/2015 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
02/19/2015 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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