Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regis? Claim Your ProfileRegis R. Dillon is a financial advisor with over 12 years of experience in the industry. Regis is currently registered with Corient in New York and Texas. Regis has previously worked at firms including PURSHE KAPLAN STERLING INVESTMENTS, UBS FINANCIAL SERVICES INC., and CHASE INVESTMENT SERVICES CORP. Regis holds a Series 6, Series 7, and Series 63 license. Regis is also a Certified Financial Planner and a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
NY
06/14/2023 - Present
Corient (Garden City NY)
NY
05/15/2015 - 03/31/2023
PURSHE KAPLAN STERLING INVESTMENTS (Garden City NY)
NY
07/21/2011 - 05/29/2015
UBS FINANCIAL SERVICES INC. (UNIONDALE NY)
NY
05/09/2011 - 07/11/2011
CHASE INVESTMENT SERVICES CORP. (GARDEN CITY NY)
BOTH
Issued 09/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/06/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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