Unclaimed
Regis Keddie is a financial professional with over 50 years of experience in the industry. Regis is currently a Registered Representative and Investment Advisor Representative for Davenport & Co. LLC, a firm with offices in Richmond, VA. Regis has also held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wheat, First Securities, Inc., E. F. Hutton & Company Inc., A. G. Edwards & Sons, Inc., and Johnston, Lemon & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
1
2
VA
01/22/1997 - Present
Davenport & Co. LLC (FREDERICKSBURG VA)
NY
05/06/1991 - 10/07/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
08/26/1981 - 05/15/1991
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
04/25/1980 - 09/10/1981
E. F. HUTTON & COMPANY INC
NA
07/07/1976 - 05/24/1980
A. G. EDWARDS & SONS, INC.
NA
03/15/1973 - 07/30/1976
JOHNSTON, LEMON & CO. INCORPORATED
IA
Issued 04/09/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/02/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/11/1981
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1981
PC - AMEX Put and Call Exam
BC
Issued 03/13/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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