Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regis? Claim Your ProfileRegis Edward Ruane is a financial advisor with over 30 years of experience in the financial services industry. Regis is currently registered with United Capital Financial Advisors, located in Carnegie, Pennsylvania. Regis has previously worked with Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, Girard Securities, Inc., Royal Alliance Associates, Inc., RBC Dain Rauscher Inc., Tucker Anthony Incorporated, The Investment Center, Inc., Shearson Lehman Hutton Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Regis is a Certified Financial Planner™ and holds licenses in Florida, New York, and Pennsylvania. Regis specializes in providing financial planning, portfolio management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sub-adviser for other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/30/2015 - Present
United Capital Financial Advisors (CARNEGIE PA)
PA
09/08/2020 - 11/22/2023
GOLDMAN SACHS & CO. LLC (CARNEGIE PA)
PA
09/08/2020 - 11/22/2023
MERCER ALLIED COMPANY, L.P. (CARNEGIE PA)
PA
11/01/2017 - 09/03/2020
CETERA ADVISOR NETWORKS LLC (Carnegie PA)
PA
10/30/2015 - 11/01/2017
GIRARD SECURITIES, INC. (Carnegie PA)
PA
09/17/2003 - 11/04/2015
ROYAL ALLIANCE ASSOCIATES, INC. (CARNEGIE PA)
NY
03/09/2002 - 09/29/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
11/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
01/03/1989 - 11/22/1999
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NA
07/01/1986 - 01/25/1989
SHEARSON LEHMAN HUTTON INC.
NA
04/18/1984 - 07/15/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 12/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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