Unclaimed
Regine Carisma has been in the financial services industry since April 20, 2015. Regine is currently registered as a Registered Representative and Investment Advisor Representative with PFS Investments Inc. Regine is registered with the state of Florida and has been with PFS Investments Inc. since May 2022. Regine has previously been registered with PFS INVESTMENTS INC. in the state of Florida. Regine holds the following licenses: Series 6, Series 63, Series 65, Series 26 and the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
06/15/2022 - Present
PFS Investments Inc. (CORAL SPRINGS FL)
FL
02/24/2017 - 06/11/2021
PFS INVESTMENTS INC. (CORAL SPRINGS FL)
FL
05/06/2013 - 02/16/2016
PFS INVESTMENTS INC. (CORAL SPRINGS FL)
IA
Issued 9/7/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/10/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/4/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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