Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginaldo? Claim Your ProfileReginaldo Sandoval is a financial professional with over 30 years of experience in the securities industry. Reginaldo is currently registered with BOK Financial Securities, Inc. and has been with the firm since November 2016. Prior to that, Reginaldo worked at Weaver Tidwell Capital, LLC, Oakbrook Financial Group, LLC, Raymond James Financial Services, Inc., and PaineWebber Incorporated. Reginaldo holds a variety of securities licenses, including Series 7, 6, 52, 53, 63, and 65. Reginaldo is also a registered investment adviser in Texas. Reginaldo has a wide range of experience in the financial services industry, including providing financial advice, managing investment portfolios, and conducting educational seminars. Reginaldo is dedicated to providing his clients with personalized financial advice and guidance. Reginaldo specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/25/2017 - Present
BOK Financial Securities, Inc. (Plano TX)
TX
04/16/2008 - 09/13/2016
WEAVER TIDWELL CAPITAL, LLC (DALLAS TX)
TX
06/01/2005 - 06/23/2008
OAKBROOK FINANCIAL GROUP, LLC (DALLAS TX)
FL
02/06/2001 - 06/02/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NJ
07/17/1998 - 02/14/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
09/26/1995 - 03/21/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
RI
04/27/1990 - 09/05/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
03/16/1989 - 06/28/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 07/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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