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Reginald Wallace Berg

MFS Fund Distributors, Inc.

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About Reginald Wallace Berg

Reginald Wallace Berg is a financial advisor with MFS Fund Distributors, Inc. in Boston, Massachusetts. Reginald is a Series 6, 7, 63, and SIE licensed financial advisor. Reginald has over 15 years of experience in the financial industry. Reginald has been with MFS Fund Distributors, Inc. since 2017. Previously, Reginald worked for Hartford Funds Distributors, LLC, Hartford Life Distributors, LLC, RBC Dain Rauscher Inc., and New England Securities.

Firm Information

Reginald Berg is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Reginald Berg’s Registration & Firm History

MA

10/04/2017 - Present

MFS Fund Distributors, Inc. (BOSTON MA)

PA

12/03/2012 - 10/02/2017

HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)

CT

06/25/2007 - 12/03/2012

HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)

NY

03/04/2003 - 06/11/2003

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NY

01/23/2003 - 03/18/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/25/2007

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/09/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2016

Series 7 - General Securities Representative Examination

BC

Issued 06/23/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Reginald Wallace Berg.
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