Unclaimed
Reginald Wallace Berg is a financial advisor with MFS Fund Distributors, Inc. in Boston, Massachusetts. Reginald is a Series 6, 7, 63, and SIE licensed financial advisor. Reginald has over 15 years of experience in the financial industry. Reginald has been with MFS Fund Distributors, Inc. since 2017. Previously, Reginald worked for Hartford Funds Distributors, LLC, Hartford Life Distributors, LLC, RBC Dain Rauscher Inc., and New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/04/2017 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
PA
12/03/2012 - 10/02/2017
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
CT
06/25/2007 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
NY
03/04/2003 - 06/11/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
01/23/2003 - 03/18/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 06/25/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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