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Reginald Spencer

Nylife Securities LLC

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About Reginald Spencer

Reginald Spencer is a financial professional with Nylife Securities LLC. Reginald is registered with FINRA and holds Series 63, Series 6TO and SIE licenses. Reginald Spencer is currently registered in New York and North Carolina. Reginald Spencer has been in the industry since April 2021.

Firm Information

Reginald Spencer is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Reginald Spencer’s Registration & Firm History

NY

04/03/2021 - Present

Nylife Securities LLC (REGO PARK NY)

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Licenses & Designations

BC

Issued 04/30/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/03/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/19/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Reginald Spencer.
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