Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginald? Claim Your ProfileReginald Ferguson is a securities professional licensed in 53 states, including North Carolina. He is currently registered with Sterling Capital Distributors, LLC, based in Charlotte, NC, after recently leaving a position with Vanguard Marketing Corporation, also located in Charlotte, NC. Reginald Ferguson holds the Series 63, Series 7TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/03/2024 - Present
Sterling Capital Distributors, LLC (CHARLOTTE NC)
NC
08/26/2022 - 04/19/2024
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 09/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Reginald Ferguson is the right advisor for you? Invested Better is here to help.
