Unclaimed
Reginald Raynard Simmons is a financial advisor with Cetera Investment Advisers LLC in TAMPA, FL. Reginald has been in the financial industry since 1995. Prior to joining Cetera Investment Advisers LLC, Reginald was a registered representative with Kestra Investment Services, LLC and Transamerica Financial Advisors, Inc. Reginald is licensed to sell securities in Florida and Georgia. Reginald is a Series 7 and Series 66 licensed representative. He also holds the SIE certification. Reginald works with individuals, high-net-worth individuals, corporations, and other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Reginald provides financial planning, portfolio management, and pension consulting services. Reginald’s office is located at 711 E HENDERSON AVENUE, TAMPA, FL 33602.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
07/28/2022 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
04/07/2020 - 07/10/2020
CETERA INVESTMENT SERVICES LLC (TAMPA FL)
FL
08/30/2018 - 08/14/2019
KESTRA INVESTMENT SERVICES, LLC (CLEARWATER FL)
FL
10/06/2015 - 10/25/2016
KESTRA INVESTMENT SERVICES, LLC (CLEARWATER FL)
FL
09/04/2013 - 06/12/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
FL
07/09/1999 - 01/23/2012
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
CA
08/28/1995 - 07/07/1998
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 7/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2016
Series 7 - General Securities Representative Examination
BC
Issued 8/25/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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