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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginald? Claim Your ProfileReginald Okweziem Emordi is an active investment advisor representative and broker, registered in multiple states including Texas and Virginia. Reginald joined Merrill Lynch, Pierce, Fenner & Smith Inc. in 2023. Before that, Reginald worked with several financial institutions including Securian Financial Services, Inc., PRUCO SECURITIES, LLC., and MML INVESTORS SERVICES, LLC, gaining valuable experience in the financial services industry. Reginald is a Series 6, 7, 63, and 65 licensed professional, demonstrating a strong understanding of securities and investment advisory regulations. Reginald offers a range of financial services including portfolio management, educational seminars, and pension consulting, with a focus on individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
03/22/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (VIENNA VA)
VA
04/30/2021 - 03/15/2023
SECURIAN FINANCIAL SERVICES, INC. (Fairfax VA)
VA
01/30/2018 - 04/23/2021
PRUCO SECURITIES, LLC. (VIENNA VA)
VA
03/25/2017 - 01/23/2018
MML INVESTORS SERVICES, LLC (VIENNA VA)
VA
02/26/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (FALLS CHURCH VA)
IA
Issued 07/14/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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