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Reginald James Hollinger

Castleoak Securities, LP

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About Reginald James Hollinger

Reginald Hollinger is a registered representative at Castleoak Securities, LP. Reginald has been in the financial industry since 2007. Reginald holds Series 7, 79, 24, 63 and SIE licenses. Reginald is a registered representative in the state of New York. Reginald previously worked at SunTrust Robinson Humphrey, Inc., Chase Securities Inc., PaineWebber Incorporated and Morgan Stanley & Co., Incorporated.

Firm Information

Reginald Hollinger is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Reginald Hollinger’s Registration & Firm History

NY

09/25/2014 - Present

Castleoak Securities, LP (NEW YORK NY)

GA

01/27/2012 - 07/03/2012

SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)

NY

05/03/1999 - 05/12/2000

CHASE SECURITIES INC. (NEW YORK NY)

NJ

05/16/1997 - 05/14/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

02/11/1993 - 04/09/1997

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/30/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/26/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Reginald James Hollinger. Review regulatory record here.
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