Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginald? Claim Your ProfileReginald James is an investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC and has been working in the financial services industry for over 20 years. Reginald is registered in North Carolina and has passed the Series 7, Series 24 and Series 66 exams. Reginald has experience working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Reginald is a specialist in Financial Planning, Portfolio Management for Individuals, and Portfolio Management for Businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
07/08/2005 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
MA
12/08/2003 - 04/15/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/22/2001 - 10/08/2003
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
MO
10/01/2000 - 02/09/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/13/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MN
05/21/1999 - 11/29/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/21/1999 - 11/29/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/07/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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