Unclaimed
Reginald Fernandez is a financial professional with over 25 years of experience in the industry. Reginald is currently registered with Natixis Securities Americas LLC. Reginald has a strong background in investment banking, and has held previous roles with firms such as BREAN CAPITAL, LLC, CANACCORD GENUITY INC., and DEUTSCHE BANK SECURITIES INC. Reginald is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/17/2016 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
05/18/2015 - 05/06/2016
BREAN CAPITAL, LLC (NEW YORK NY)
NY
01/06/2014 - 02/24/2015
CANACCORD GENUITY INC. (NEW YORK NY)
NY
12/15/2010 - 01/02/2014
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
03/05/2010 - 12/01/2010
A.K. CAPITAL, LLC (NEW YORK NY)
NY
04/16/2007 - 04/03/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
11/08/2000 - 03/30/2007
UBS SECURITIES LLC (STAMFORD CT)
NJ
01/16/1997 - 01/12/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/24/1994 - 04/26/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 09/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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