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Reginald Edward Fennell

B.b. Graham & Company, Inc.

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About Reginald Edward Fennell

Reginald Fennell is a financial professional with over 30 years of experience in the industry. Reginald is currently registered with B.b. Graham & Company, Inc., and provides financial planning, portfolio management for individuals, and selection of other advisers. Reginald is also registered as an agent in Arizona and California. Prior to joining B.b. Graham & Company, Inc., Reginald was registered with Finance 500, Inc., Walnut Street Securities, Inc., and Pacific Mutual Distributors, Inc.

Firm Information

Reginald Fennell is currently registered with B.b. Graham & Company, Inc.. B.b. Graham & Company, Inc. is a California-based corporation founded in June 1996. The firm provides financial planning and investment advisory services to individuals, high-net-worth individuals, and other clients. They offer portfolio management services and are registered with the SEC and in all 50 states.
B.b. Graham & Company, Inc.

1700 W. KATELLA AVE.

ORANGE, CA 92867

$172.70M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Reginald Fennell’s Registration & Firm History

CA

07/06/2015 - Present

B.b. Graham & Company, Inc. (ORANGE CA)

CA

06/24/2011 - 07/07/2015

FINANCE 500, INC. (IRVINE CA)

CA

08/17/1990 - 02/17/2011

WALNUT STREET SECURITIES, INC. (SUN CITY CA)

NA

06/03/1987 - 08/30/1988

PACIFIC MUTUAL DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 07/13/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/1995

Series 7 - General Securities Representative Examination

BC

Issued 06/02/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Reginald Edward Fennell. Review regulatory record here.
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