Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginald? Claim Your ProfileReginald Funderburk is a financial advisor with Morgan Stanley, based in New York, NY. Reginald has been in the financial services industry since 2004, and is licensed to offer advisory services in numerous states across the country. His expertise includes asset allocation advice, financial planning, portfolio management for individuals, businesses and investment companies. Reginald has also been registered with a number of other firms over the years, including Samuel A Ramirez & Co., Inc., BNY Mellon Capital Markets, LLC, and Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/20/2021 - Present
Morgan Stanley (New York NY)
NY
12/09/2019 - 09/03/2020
SAMUEL A RAMIREZ & CO., INC. (NEW YORK NY)
NY
09/24/2018 - 05/31/2019
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
06/04/2015 - 06/07/2018
AMHERST PIERPONT (NEW YORK NY)
NY
10/21/2014 - 05/21/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
01/29/2014 - 09/26/2014
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
01/24/2012 - 12/17/2013
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
10/17/2002 - 01/26/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 08/04/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Reginald Funderburk is the right advisor for you? Invested Better is here to help.
