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Reginald Damon Todd

Carty & Company, Inc.

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About Reginald Damon Todd

Reginald Damon Todd is a financial advisor with Carty & Company, Inc. Reginald has been in the financial industry since January 28, 2003. Reginald is registered in 28 states. Reginald is also licensed to sell securities in the following states: Alabama, Arkansas, California, Colorado, Delaware, District of Columbia, Georgia, Illinois, Kentucky, Louisiana, Maryland, Minnesota, Mississippi, Missouri, Montana, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Virginia, and West Virginia.

Firm Information

Reginald Todd is currently registered with Carty & Company, Inc.. Carty & Company, Inc. is a Corporation formed on October 7, 1970. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Reginald Todd’s Registration & Firm History

TN

01/29/2003 - Present

Carty & Company, Inc. (MEMPHIS TN)

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Licenses & Designations

BOTH

Issued 10/11/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 11 public disclosures for Reginald Damon Todd. Review regulatory record here.
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