Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginald? Claim Your ProfileReginald Brent Dees is a financial advisor with over 30 years of experience in the industry. Reginald is currently registered with Cambridge Investment Research Advisors, Inc. and has held previous registrations with several other firms. Reginald's specialties include financial planning, pension consulting, and portfolio management for both individuals and businesses. Reginald is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
09/19/2013 - Present
Cambridge Investment Research Advisors, Inc. (CHARLOTTE NC)
NC
04/03/2006 - 08/06/2013
GENEOS WEALTH MANAGEMENT, INC. (CHARLOTTE NC)
NC
09/17/1990 - 04/07/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (FAYETTEVILLE NC)
AZ
11/19/1989 - 09/18/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
02/10/1989 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/21/1985 - 02/21/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
08/21/1985 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 11/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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