Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginald? Claim Your ProfileReginald Hammonds is a financial advisor with over 30 years of experience in the industry. Reginald has been with Wells Fargo Clearing Services, LLC since October 2017. Prior to that, Reginald was a registered representative at Oppenheimer & Co. Inc. from 2002 until October 2017. Reginald is also licensed to provide investment advisory services in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
01/02/2002 - 10/20/2017
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
11/06/2000 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
09/09/1999 - 11/03/2000
HOBBS MELVILLE SECURITIES CORP. (NEW YORK NY)
NY
01/08/1998 - 09/24/1999
FIRST PROVIDENCE FINANCIAL GROUP, LLC (PORT WASHINGTON NY)
NE
03/07/1995 - 10/10/1997
SECURITIES AMERICA, INC. (LAVISTA NE)
NA
04/14/1994 - 10/03/1994
CROSSLAND INVESTOR SERVICES CORP.
FL
09/21/1992 - 04/05/1994
WESTFALIA INVESTMENTS, INC. (FORT LAUDERDALE FL)
CA
08/27/1991 - 08/26/1992
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
10/24/1988 - 09/09/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
11/25/1987 - 12/14/1987
MOORE & SCHLEY, CAMERON & CO.
IA
Issued 10/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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