Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginal? Claim Your ProfileReginal Roy Hynes is a financial advisor with over 28 years of experience in the financial services industry. Reginal is currently registered with Osaic Wealth, Inc. and holds Series 6, 7, 63, 65, and 66 securities licenses. Reginal has worked with a number of firms, including Securities America, Inc., Wall Street Financial Group, Inc., NYLIFE Securities LLC, and Pruco Securities, LLC. Reginal provides financial planning and investment advisory services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (VICTOR NY)
NY
09/23/2016 - 06/14/2024
SECURITIES AMERICA, INC. (ROCHESTER NY)
NY
08/06/2008 - 09/23/2016
WALL STREET FINANCIAL GROUP, INC. (ROCHESTER NY)
NY
05/21/2004 - 08/07/2008
NYLIFE SECURITIES LLC (FAIRPORT NY)
NJ
10/20/1997 - 05/07/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
MN
04/05/1995 - 10/03/1997
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 06/17/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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