Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reginal? Claim Your ProfileReginal Delandro King is a securities professional with over 20 years of experience in the industry. Currently, Reginal King is registered with Burch & Company, Inc. as a broker. Reginal King has held previous positions at several firms including Independent Investment Bankers, Corp., Growth Capital Services, Inc., Security Research Associates, Inc., Nollenberger Capital Partners Inc., and W.R. Hambrecht + Co., LLC. Reginal King holds FINRA Series 7, 24, 63, 79, 86, 87 and SIE licenses. Reginal King is currently registered in California, Massachusetts, Nevada, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
12/19/2016 - Present
Burch & Company, Inc. (KANSAS CITY MO)
TX
07/21/2014 - 09/23/2016
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
DE
05/02/2013 - 07/07/2014
GROWTH CAPITAL SERVICES, INC. (CLAYMONT DE)
CA
10/26/2011 - 04/10/2013
SECURITY RESEARCH ASSOCIATES, INC. (SAN FRANCISCO CA)
CA
03/08/2006 - 12/12/2007
NOLLENBERGER CAPITAL PARTNERS INC. (SAN FRANCISCO CA)
CA
06/02/2005 - 06/06/2005
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
CA
04/16/2002 - 05/23/2005
W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)
NY
05/01/2001 - 08/28/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
01/01/1997 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BC
Issued 12/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/21/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/28/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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