Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Villacorte Frias is a financial professional with over 27 years of experience in the industry. Regina currently holds a Series 6, Series 26, Series 63, and Series 65 license. Regina has been with Vanderbilt Advisory Services since May 2024. Prior to that, Regina worked for Transamerica Financial Advisors, Inc from January 2012 to May 2024. Regina has also worked for World Group Securities, Inc., and WMA Securities, Inc. Regina provides financial planning and portfolio management services for individuals, businesses, and charitable organizations. Regina has worked with clients of all types and assets under management range from $1 million to $10 billion.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/24/2024 - Present
Vanderbilt Advisory Services (WOODBURY NY)
CA
01/06/2012 - 05/02/2024
TRANSAMERICA FINANCIAL ADVISORS, INC (Fullerton CA)
CA
04/12/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (ANAHEIM CA)
GA
06/24/1996 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 06/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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