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Regina Unger

KCD Financial, Inc.

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About Regina Unger

Regina Unger is an investment advisor representative associated with KCD Financial, Inc. Regina has been in the industry since August 7, 2018 and holds the Series 63, Series 65, Series 7TO and SIE licenses. Regina also has a history working with multiple other companies in the financial industry. Regina is registered with the state of Ohio and Pennsylvania. KCD Financial, Inc. provides financial planning, portfolio management for individuals and selection of other advisors to their clients.

Firm Information

Regina Unger is currently registered with KCD Financial, Inc.. KCD Financial, Inc. is a Corporation headquartered in GREEN BAY, WI. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. They serve high net worth individuals and individuals other than high net worth. The firm has been in operation since 2003-05-19 and has approximately 175,100,000 in assets under management.
KCD Financial, Inc.

3061 ALLIED STREET

GREEN BAY, WI 54304

$175.10M

Assets Under Management

30

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

A portion of fees paid to 3rd party advisors

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Regina Unger’s Registration & Firm History

WI

01/03/2024 - Present

KCD Financial, Inc. (GREEN BAY WI)

OH

05/24/2019 - 11/21/2023

INVESTMENT PLANNERS, INC. (New Waterford OH)

WI

04/20/2019 - 06/03/2019

KCD FINANCIAL, INC. (GREEN BAY WI)

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Licenses & Designations

BC

Issued 07/06/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/29/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/28/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Regina Unger.
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