Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Schwartz is a financial professional with over 30 years of experience in the financial services industry. Regina is registered with MML Investors Services, LLC and has been with the firm since 2017. Prior to that, Regina worked at MSI Financial Services, Inc., Metropolitan Life Insurance Company and MONY Securities Corporation. Regina's expertise lies in providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, businesses, corporations, trusts, foundations, and charitable organizations. Regina is committed to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IL
04/28/2022 - Present
MML Investors Services, LLC (Naperville IL)
IL
12/15/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NAPERVILLE IL)
IL
12/15/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NAPERVILLE IL)
NY
08/03/1992 - 01/14/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 10/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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