Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Soares is a financial advisor with PFS Investments Inc. She has been in the industry since November 30, 2021. Regina Soares holds the Series 6TO, Series 63 and Series 26 licenses and the SIE exam designation. She is registered in California and Nevada. Regina Soares primarily focuses on helping individuals manage their portfolios.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NV
12/01/2021 - Present
PFS Investments Inc. (SPARKS NV)
BC
Issued 01/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/01/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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