Unclaimed
Regina Chen is a securities professional with experience in the financial services industry. Regina is registered with the state of Illinois and holds the Series 63, Series 79, and SIE licenses. She is currently employed by Brown, Gibbons, Lang & Co. Securities, LLC and is based in Chicago, IL. Regina joined Brown, Gibbons, Lang & Co. Securities, LLC on July 2, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/02/2018 - Present
Brown, Gibbons, Lang & Co. Securities, LLC (CHICAGO IL)
BC
Issued 07/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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