Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Sandles Williams is a financial advisor with over 20 years of experience in the financial services industry. She is currently registered with J.P. Morgan Securities LLC and has been with the firm since 2008. Before that, Regina worked with J.P. MORGAN SECURITIES INC., CHASE INVESTMENT SERVICES CORP., GUARANTY BROKERAGE SERVICES, INC. and AMERICAN GENERAL SECURITIES INCORPORATED. Regina is a Series 6, 7, 26, and 63 licensed professional. Regina specializes in providing financial planning and investment management services to individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2008 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
11/08/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
TX
07/29/2005 - 10/26/2007
CHASE INVESTMENT SERVICES CORP. (SUGAR LAND TX)
MN
01/05/2005 - 07/21/2005
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
AZ
12/04/1997 - 10/04/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
BC
Issued 04/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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