Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Monroe is a financial advisor with over 20 years of experience in the industry. Regina is currently registered with Rockefeller Financial LLC and has a strong track record of success in providing comprehensive financial planning and investment management services to individuals, families, and businesses. Regina has held previous positions at J.P. Morgan Securities LLC, Deutsche Bank Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated, giving her a deep understanding of the financial markets and a wide range of investment strategies. Regina is committed to providing her clients with personalized financial advice that is tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/15/2022 - Present
Rockefeller Financial LLC (Los Angeles CA)
CA
11/28/2016 - 08/16/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
CA
10/14/2011 - 12/01/2016
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
08/23/2006 - 10/24/2011
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
10/15/2003 - 08/25/2006
CITIGROUP GLOBAL MARKETS INC. (EL SEGUNDO CA)
BOTH
Issued 03/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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