Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Reese Tate is a financial advisor who has been in the industry since 2018. Regina is currently registered with PFS Investments Inc. in Aurora, CO. She is a Series 6 and Series 63 licensed professional and holds a Series 26 license as well. Regina is also a registered investment advisor in Colorado. Regina has a proven track record of success in helping individuals and families achieve their financial goals. She is committed to providing personalized service and helping her clients understand their options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CO
12/19/2019 - Present
PFS Investments Inc. (AURORA CO)
IA
Issued 11/14/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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