Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Raguini Cable is a financial professional with Northwestern Mutual Investment Services, LLC. Regina has been in the financial services industry since 2014. Regina is a registered representative in North Carolina and holds the Series 6, Series 63, and SIE licenses. Regina is located in Huntersville, NC, and is affiliated with the Northwestern Mutual Investment Services, LLC branch office located at 9713 Northcross Ctr Ct, Ste 300, Huntersville, NC 28078.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
10/20/2014 - Present
Northwestern Mutual Investment Services, LLC (Huntersville NC)
BC
Issued 12/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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