Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Regina? Claim Your ProfileRegina Rae Spano is a financial advisor who has been working in the financial industry since January 14, 2019. She is currently registered with Rockefeller Financial LLC in Hamilton, NJ. Regina Rae Spano has her Series 7, 66, and 24 licenses. She specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and investment companies. She has experience working with clients in a variety of industries, including charitable organizations, high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses. Regina Rae Spano has a long history of working in the financial industry. Previously she worked with Merrill Lynch in Pennington, NJ and Rockefeller Capital Management in Hamilton, NJ.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
07/09/2019 - Present
Rockefeller Financial LLC (HAMILTON NJ)
BOTH
Issued 07/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/16/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/2019
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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